Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as 'Personal Cell' or 'Cellular' in the contact information of your application.
At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.
Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
Wealth and Investment Management (WIM) is one of the United States' leading providers of financial and investment services. WIM provides a full range of personalized wealth management, investment, and retirement products and services to meet clients' unique needs and help them achieve financial goals. Our mission is to help clients pursue their financial goals with confidence. We accomplish this by building enduring client relationships through sound, thoughtful, and objective advice. Developing individualized plans for clients to help meet their financial objectives. Helping clients build, manage, preserve, and transition their financial resources and wealth.
About Wells Fargo Advisors (WFA)
WFA is one of the nation's premier financial services firms, serving and advising clients nationwide. As the heir to some of America s most respected regional firms, which came together through mergers over many years, WFA has retained a strong and abiding commitment to exceptional service based on trust, knowledge and a determination to put client needs above all else. What's more, as part of Wells Fargo & Company, WFA has the ability to draw on extensive experience and products across our company to satisfy our clients' investment needs and help them succeed financially.
About Wells Fargo Advisors Risk and Controls Consulting
The Risk and Controls Consulting team is primarily responsible for consulting with departments in retail brokerage's Operations group to help management proactively identify and address risks that arise from inadequate or failed internal processes, people, systems, or external events. This includes assisting departments in developing and implementing policies, procedures, and internal controls to appropriately mitigate identified risks, while maintaining a balance between risk mitigation and operational efficiency.
Execute risk assessments throughout Operations by understanding and documenting business processes, and identifying the relevant risks and controls related to a particular process. This will include the development of testing strategies to evaluate the design and operating effectiveness of identified controls.
Create clear documentation to support the testing results and related conclusions, report observations to business unit management, and consult with management to develop appropriate corrective action plans to address identified issues.
Responsible for leading projects, coaching less tenured team members and reviewing completed deliverables.
Coordinate work with Risk, Compliance, and Internal Audit, as necessary.
Provide operational risk expertise and consulting for projects and initiatives with high risk.
6+ year of experience in one or a combination of the following: business support, project management, implementation, business operations or strategic planning in financial services demonstrated through work or military experience
Knowledge and understanding of regulatory compliance requirements surrounding SEC, FINRA, and international regulations for building technological solutions
Strong analytical skills with high attention to detail and accuracy
Solid problem solving skills
Strong organizational, multi-tasking, and prioritizing skills
Ability to work and influence successfully within a matrix environment and build effective business partnerships with all levels of team members
Excellent verbal, written, and interpersonal communication skills
Strong presentation skills
Brokerage operations experience
Other Desired Qualifications
6+ years of financial services experience with emphasis in internal audit, operational risk or other function engaged in the design and assessment of operational controls
Experience in the design, evaluation and engineering of business processes with a mindset towards risk mitigation
3+ years of Big4 public accounting experience with emphasis on risk management and/or internal controls
Bachelors or Master's Degree in business, finance, or accounting
The salary range displayed below is based on a Full-time 40 hour a week schedule.
MO-Saint Louis: Min: $78,100 Mid: $110,000
MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO
All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.
Relevant military experience is considered for veterans and transitioning service men and women.
Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.