Investment Banking Business Selection at Guggenheim Partners in New York, New York

Job Description:

Guggenheim Partners

Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

ID: 2021-1454


Position Summary

Guggenheim Securities is seeking an experienced professional to join its Investment Banking Business Management team as an Associate. The role will support the head of Business Selection and the Chairman of the Commitment Committee, and as part of the team, will participate in processes that analyze critical facts, drive business selection and conflict resolution decisions that increase the probability of success and minimize franchise and other risks.

The ideal candidate has at least 3 years of Investment Banking transaction related experience in the capacity of an investment banker or in a related legal or compliance-oriented role. The ability to work independently and partner effectively in a highly collaborative environment is essential.

Essential Job Functions

• Identify, assess and manage potential conflicts of interest to protect client relationships, safeguard confidential information and fulfill responsibilities to our clients
• Interact daily with investment banking deal teams as well as with various functions within Investment Banking such as Legal, Compliance and Business Operations
• Track ongoing transactions for new developments affecting business selection and decisions made by the commitment committee by monitoring and following up on situations as they develop
• Understand business and compliance requirements for different types of communications, including marketing materials, and manage, assess and monitor related processes
• Comply with applicable laws, rules and regulations by adhering to Policy and applying sound ethical judgment regarding personal behavior, conduct and business practices and by escalating, managing and reporting issues with transparency
• Identify needs for policy changes and updates
• Lead projects to create, implement and enhance processes, create automation and train bankers

Preferred Qualifications

• Strength in analyzing complex situations on a compressed time table
• Ability to think creatively to solve problems and anticipate potential questions or issues
• Excellent judgement in handling sensitive and confidential information
• Excellent attention to detail and written and verbal communication skills

Basic Qualifications

• At least 3 years' proven Investment Banking experience with significant exposure to M&A
• Bachelor's Degree
• Series 79, 63; Series 24 to be obtained upon joining the Firm

About Us

Guggenheim Partners is a global investment and advisory firm with three primary businesses: investment management, investment banking, and insurance services. We have a track record of delivering results through innovative solutions, with professionals based in offices around the world. Our commitment is to advance the strategic interests of our clients and to deliver long-term results with excellence and integrity. You can learn more about our expertise and values by visiting GuggenheimPartners.com and following us on Twitter at twitter.com/guggenheimptnrs.

To succeed in the Guggenheim culture, candidates must be self-starters and strive for results. We are looking for people who operate as business owners, adhere to the highest standards and think creatively to realize opportunities, wherever they may be.

Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.PI130946050 Apply Now