Posted in General Business 12 days ago.
QMA, LLC. (“QMA”), an SEC-registered investment adviser and a business unit of Prudential Financial, is seeking a Compliance Analyst to supervise compliance monitoring for adherence to regulatory and contractual investment guidelines. QMA’s Equity and Asset Allocation platforms have over $120 billion in assets under management as of December 31, 2020, with a broad array of strategies and client types including institutional separate accounts, sub-advised mutual funds, collective trusts, offshore commingled and separate client accounts.
QMA has a strong commitment to its customers, including mutual fund investors, corporations, public retirement funds, Taft-Hartley plans, sovereign wealth funds, insurance companies, foundations, and endowments.
Primary responsibilities of this position include:
This is a challenging, fast-paced and deadline-driven position, requiring excellent communication, interpersonal and time management skills. The successful candidate must be a motivated professional with a minimum of 3-5 years of regulatory compliance and 2 years of marketing review experience in an investment advisory firm with:
Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in the United Kingdom.
Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.
We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit www.prudential.com to learn more about our values, our history and our brand.
Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, ancestry, sex, sexual orientation, gender identity, national origin, genetics, disability, marital status, age, veteran status, domestic partner status , medical condition or any other characteristic protected by law.
The Prudential Insurance Company of America, Newark, NJ and its affiliates.
Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at firstname.lastname@example.org for more information about doing business with Prudential.
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