Compliance Program Management Officer at Wintrust Financial Corporation in Rosemont, Illinois

Job Description:

Founded in 1991 with the idea to be the alternative to the big banks, Wintrust has since grown into a financial services company with more than $45 billion in assets, headquartered in Rosemont, Illinois. Through our multiple companies and divisions, we provide traditional community banking and commercial banking services, wealth management solutions, commercial and life insurance premium financing, mortgage origination, and short-term accounts receivable financing and certain administrative services, such as data processing of payrolls, billing, and treasury management services. We provide community-oriented personal and business banking services to customers located in the greater Chicagoland area, northwest Indiana, and southern Wisconsin through more than 175 community bank locations.

RESPONSIBILITIES

• Support the VP Program Management with oversight of the compliance change control process, overseeing timely reviews by the appropriate compliance staff, completing reporting on the process, and recommending changes to improve effective and efficient reviews. 


• Reviews and approves proposed marketing promotions, product disclosures, brochures, and website changes as the primary or second approver.


• Assist the VP Program Management with new or revised products and services.


• Assist the VP Program Management with new and ongoing vendor reviews as it relates to compliance risk. 


• Oversee the Compliance Policy and Procedure inventory, updating to current templates, making recommendations on changes, and working with appropriate compliance leads to make required updates and submit for approval in a timely manner. 


• Provide Compliance expertise for the corporate online training program and curriculum and report on completion rates. Oversee compliance training (internal and external) done in addition to online curriculum. 


• Assist the VP Program Management with consumer compliance oversight of the WTFC non-bank entities.


• Provide Compliance Program Management support to projects as needed, including risk assessments, regulatory changes, reporting, and exam management. 
   

QUALIFICATIONS

• Bachelor’s degree


• 5+ years of experience related to financial services compliance and/or knowledge of banking operations


• Demonstrates organizational skills and attention to detail.


• Strong analytical skills and ability to apply regulations to operational processes. 


• Strong communication and presentation skills. 

Wintrust Financial Corporation, including community banking and financial services subsidiaries, is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, citizenship status, sex, sexual orientation, gender identity and expressions, genetic information, marital status, age, disability, or status as a covered veteran or any other characteristic protected by law.