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Associate Manager, O&C at Prudential

Posted in Finance 30+ days ago.

This job brought to you by eQuest

Type: Full-Time
Location: Basking Ridge, New Jersey





Job Description:

Operations & Control Consultant (OCC) position will be a professional, second line manager in the field office that works with the Director, Operations & Controls on day to day operations of the firm.

 

 

Responsibilities include:



  • Management and development of people, including motivation and recognition




  • Conducting performance appraisals




  • Recruitment, supervision, coaching and performance counseling of staff




  • Participation in sales, marketing and customer service activities




  • Compiling and reporting sales support information




  • Serve as liaison




  • Monitoring firm budget




  • Troubleshooting agent compensation issues




  • Performing general administrative services, including answering phones, handling mail





  • Securities registrations including Series 6 or 7, Series 24 or 26, Series 63




  • Variable licenses, if required by state within 180 days of hire




  • Strong work ethic and ability to prioritize several tasks




  • Excellent verbal and written communication skills




  • Excellent leadership skills




  • Good planning and problem solving skills




  • Good computer literacy skills




  • Knowledge of the Financial Services Industry




  • Compliance experience




  • No relocation assistance available