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Associate Manager, O&C at Prudential

Posted in Finance 30+ days ago.

This job brought to you by eQuest

Type: Full-Time
Location: Basking Ridge, New Jersey

Job Description:

Operations & Control Consultant (OCC) position will be a professional, second line manager in the field office that works with the Director, Operations & Controls on day to day operations of the firm.



Responsibilities include:

  • Management and development of people, including motivation and recognition

  • Conducting performance appraisals

  • Recruitment, supervision, coaching and performance counseling of staff

  • Participation in sales, marketing and customer service activities

  • Compiling and reporting sales support information

  • Serve as liaison

  • Monitoring firm budget

  • Troubleshooting agent compensation issues

  • Performing general administrative services, including answering phones, handling mail

  • Securities registrations including Series 6 or 7, Series 24 or 26, Series 63

  • Variable licenses, if required by state within 180 days of hire

  • Strong work ethic and ability to prioritize several tasks

  • Excellent verbal and written communication skills

  • Excellent leadership skills

  • Good planning and problem solving skills

  • Good computer literacy skills

  • Knowledge of the Financial Services Industry

  • Compliance experience

  • No relocation assistance available