Posted in Other 30+ days ago.
Type: Full Time
Global Markets, Regulatory Controls Management, Associate - New York
Location(s)
US-NY-New York
Job ID
2020-66936
Schedule Type
Full Time
Level
Associate
Function(s)
General
Region
Americas
Division
Global Markets
Business Unit
Management and Strategy
Employment Type
Employee
MORE ABOUT THIS JOB
GLOBAL MARKETS
Our core value is building strong relationships with our institutional clients, which include corporations, financial service providers, and fund managers. We help them buy and sell financial products on exchanges around the world, raise funding, and manage risk. This is a dynamic, entrepreneurial team with a passion for the markets, with individuals who thrive in fast-paced, changing environments and are energized by a bustling trading floor.
RESPONSIBILITIES AND QUALIFICATIONS
RESPONSIBILITIES AND QUALIFICATIONS
Team Overview: The Regulatory Controls Management Team (RCM) centrally manages pre-trade and trade controls and control processes associated with certain regulatory obligations of the Global Markets division. The team focuses on the design of pre trade and trade controls for Sales/Trading, including control enhancements, alert management and escalation to key stakeholders.
Roles and Responsibilities
Manage strategic initiatives to streamline pre-trade and trade control design, workflows and processes across obligations
- Establish key relationships with Sales and Trading to understand relevant workflows and identify control enhancements
- Partner with Divisional Compliance, Legal and other stakeholders to implement business control frameworks
- Develop management reporting (e.g. metrics, dashboards) to improve visibility and facilitate escalation to obligation owners, desks and senior leadership
- Develop materials to meet various committee requirements and support leadership forums
- Develop an understanding of Global Markets businesses to drive commercial outcomes
- Liaise with project management teams to manage team messaging, and provide required updates for the team
- Partner with regional team leads to socialize new upcoming regulatory implementations
Basic Qualifications:
- Prior exposure to regulatory obligations eg. client documentation, mandatory clearing, MIFID II obligations
- Familiarity with derivative products, sales / trading booking platforms and trade flows
- Ability to translate and analyze data to perform root cause / trending / impact analyses
- Experience working with Technology including defining and clarifying business requirements, demonstrate comprehension of business logic
- Ability to manage timelines/deadlines, multiple projects and prioritize tasks in a rapidly changing environment
- Ability to identify and articulate complex issues to a diverse group of stakeholders, propose mitigants/solutions and escalate appropriately
- Ability to craft and generate effective and influential presentations, metrics, reporting to a diverse group of stakeholders
- Strong time and project management/organizational skills and attention to detail; ability to handle a fast-paced environment; communicate factually and influentially
ABOUT GOLDMAN SACHS
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
© The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
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