CCOR - Compliance Manager - Associate at JPMorgan Chase Bank, N.A. in Jersey City, New Jersey

Posted in General Business 8 days ago.

Type: Full-Time





Job Description:

The Firm's Compliance Surveillance team is seeking an E-Communications Surveillance Analyst for its \"Blue Team\", focused on the identification of potential market misconduct. The position will work closely with Trade Surveillance staff, and other teams, and involve targeted review of e-communications and voice recordings, including those related to markets and trading activity, in order to identify potential market or employee misconduct.

Responsibilities:


  • Conducting targeted reviews of e-communications, including those related to markets and trading activity, in order to identify potential market or employee misconduct
  • Partnering with Trade Surveillance analysts in order to conduct holistic reviews or trading activity and e-communications
  • Leveraging business intelligence tools and alert analytics in order to identify potential patterns of behavior that may warrant further review
  • Effectively communicating the results of analysis to various stakeholders including those in Line of Business Compliance, Line of Business Management, Legal and other subject matter expert stakeholders

Qualifications:

  • Bachelor's degree required
  • Direct experience in conducting surveillance investigations including those related to the identification of potential market misconduct and collusion among other risks
  • Proficiency with e-communications surveillance technology and tools
  • Strong communication and presentation skills
  • Demonstrated judgment in a regulatory/compliance environment and attention to detail
  • Demonstrated ability to work with senior stakeholders and handle multiple tasks in a fast-paced environment
  • Spanish and/or Portuguese language proficiency a plus
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.

Equal Opportunity Employer/Disability/Veterans