JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the firms General Counsel.
Key Responsibilities
Reviewing and implementing new Compliance policies and procedures for the firm.
Assist with Trade Compliance monitoring.
Monitor regulatory changes for the firms main regulators including the SEC, CFTC and NFA.
Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests.
Minimum Requirements
At least 2 years of compliance experience with a Registered Investment Advisor or Hedge Fund.
Bachelors degree required.
General knowledge of the US Regulatory landscape including SEC/CFTC rules and regulations.