Compliance Analyst at Guaranty Bank and Trust N.A. in Mount Pleasant, Texas

Job Description:

This position is responsible for performing regulatory compliance duties under the direct supervision of the Chief Compliance Officer and BSA Officer, to assist in maintenance of strong compliance and BSA programs and to ensure that all banking rules, regulations, and statutory requirements are met.

 

Job Duties:

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  Assist in maintenance and monitoring of the Bank’s compliance and BSA programs.
  


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  Maintain a current knowledge of the applicable regulatory requirements in order to effectively monitor and maintain compliance with the requirements.
  


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  Review and track currency transaction reports for accuracy, submission and proper filing.
  


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  Periodically perform OFAC and other Watch List reviews using BSA/AML Monitoring Software.
  


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  Assist BSA Officer in conducting periodic assessment of the bank’s departments for BSA/AML/OFAC/CIP compliance.
  


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  Analyze transactions using BSA/AML monitoring software and other reports to determine if they are suspicious in nature, maintain proper documentation and take appropriate action.
  


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  Assist in the compliance reviews and mailing of notices of adverse action.
  


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  Manage files and documentation and perform special projects as needed.
  


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  Cross train in various areas of the department as needed to assist others in daily work and projects.
  


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  Comply with compliance and privacy policies and procedures to maintain confidentiality and information protection. 
  


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  Comply with all federal, state, and local regulatory rules and regulations governing financial institutions, as well as all company policies and procedures.
  


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  Complete and pass all required regulatory compliance training as assigned.
  


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  Perform any additional duties and tasks assigned by management.
  

 

Qualifications & Skills:

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  Knowledge of Bank Secrecy Act/Anti Money Laundering/U.S. Patriot Act, OFAC Regulations as well as bank lending and operations related regulatory requirements preferred.
  


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  General knowledge and understanding of bank deposit operations, lending activities, and other related consumer banking and compliance functions.
  


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  Strong interpersonal, communication (written and verbal), and organizational skills with the ability to work independently, as well as, collaboratively within a team environment.
  


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  Strong decision making, analytical and investigative abilities with attention to detail and accuracy.
  


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  Proficient with computer skills including, but not limited to Microsoft Word, Excel, PowerPoint, and Outlook.
  


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  Ability to be flexible to a quickly changing environment.
  

 

Education, Experience & Licenses:

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  High school diploma required. Some college level coursework preferred; college degree not required.
  


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  Minimum of two (2) years prior financial institution experience.

New hires are required to provide a copy of their COVID vaccination card evidencing the first shot prior to start date, with a commitment to be fully vaccinated within 30 days. Guaranty Bank & Trust will consider religious and disability accommodation requests as required to comply with applicable
laws. 

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